UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4 )
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
CUSIP No. |
544191109 |
13D
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1. | NAMES OF REPORTING PERSONS ConPharm Anstalt |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e). | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Liechtenstein | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 39,998,750 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH: | 10. | SHARED DISPOSITIVE POWER | |||||||||
39,998,750 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
39,998,750 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
15.9% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
OO |
Page 2 of 10 Pages
CUSIP No. |
544191109 |
13D
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1. | NAMES OF REPORTING PERSONS High Tech Beteiligungen GmbH & Co. KG |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e). | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
German | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 39,998,750 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH: | 10. | SHARED DISPOSITIVE POWER | |||||||||
39,998,750 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
39,998,750 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
15.9% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
Page 3 of 10 Pages
CUSIP No. |
544191109 |
13D
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1. | NAMES OF REPORTING PERSONS High Tech Private Equity GmbH |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e). | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Germany | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 39,998,750 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH: | 10. | SHARED DISPOSITIVE POWER | |||||||||
39,998,750 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
39,998,750 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
15.9% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
Page 4 of 10 Pages
CUSIP No. |
544191109 |
13D
|
1. | NAMES OF REPORTING PERSONS Georg Ludwig |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC | |||||||||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
German | |||||||||||
7. | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 39,998,750 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH: | 10. | SHARED DISPOSITIVE POWER | |||||||||
39,998,750 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
39,998,750 | |||||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
15.9% | |||||||||||
14. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
Page 5 of 10 Pages
CUSIP No. 544191109 |
13D |
(a) | Based on 247,354,622 Common Shares issued and outstanding as at August 7, 2008, as disclosed by New Lorus to the Reporting Persons on August 8, 2008, plus the 3,636,250 additional Common Shares of New Lorus that would be outstanding |
Page 6 of 10 Pages
CUSIP No. 544191109 |
13D |
(i) | HTB beneficially owns 39,998,750 Common Shares, which represents approximately 15.9% of the total issued and outstanding Common Shares; | ||
(ii) | HTPE, through its control of HTB, is deemed to control an aggregate 39,998,750 Common Shares, which represents approximately 15.9% of the total issued and outstanding Common Shares; | ||
(iii) | ConPharm, is deemed to control an aggregate 39,998,750 Common Shares, which represents approximately 15.9% of the total issued and outstanding Common Shares; | ||
(iv) | Mr. Ludwig, through his control of ConPharm, is deemed to control an aggregate 39,998,750 Common Shares, which represents approximately 15.9% of the total issued and outstanding Common Shares; | ||
(v) | AVIDA, through its control of HTPE may be deemed to control an aggregate 39,998,750 Common Shares, which represents approximately 15.9% of the total issued and outstanding Common Shares; and | ||
(vi) | DEWB, may be deemed to control HTPE and, as a result, may be deemed to control an aggregate 39,998,750 Common Shares, which represents approximately 15.9% of the total issued and outstanding Common Shares. |
(b) | As of the date hereof: |
(i) | none of the Reporting Persons, AVIDA or DEWB has sole power to vote or dispose of, or to direct the vote or disposition of, any Common Shares; | ||
(ii) | each of the Reporting Persons has shared power to vote or dispose of, or to direct the vote or disposition of, 39,998,750 Common Shares; and | ||
(iii) | each of AVIDA and DEWB may be deemed to have shared power to vote or dispose of, or to direct the vote or disposition of, 39,998,750 Common Shares. |
(c) | The Reporting Persons exercised 29,090,000 rights (Rights) to acquire 7,272,500 Units of New Lorus at a purchase price of Cdn$0.13 per Unit. See Item 3 for a description of the Common Shares and Warrants comprising the Units. |
Page 7 of 10 Pages
CUSIP No. 544191109 |
13D |
(g) | Share Purchase Warrant Indenture, dated June 27, 2008, between Lorus Therapeutics Inc. and Computershare Trust Company of Canada. |
Page 8 of 10 Pages
HIGH TECH BETEILIGUNGEN GMBH & CO. KG |
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By: | /s/ Dr. Jochen Kalbe | |||
Name: | Dr. Jochen Kalbe | |||
Title: | Managing Director | |||
By: | /s/ Christian Schuette | |||
Name: | Christian Schuette | |||
Title: | Managing Director | |||
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HIGH TECH PRIVATE EQUITY GMBH |
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By: | /s/ Dr. Jochen Kalbe | |||
Name: | Dr. Jochen Kalbe | |||
Title: | Managing Director | |||
By: | /s/ Christian Schuette | |||
Name: | Christian Schuette | |||
Title: | Managing Director | |||
CONPHARM ANSTALT |
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By: | /s/ Georg Ludwig | |||
Name: | Georg Ludwig | |||
Title: | Managing Director | |||
/s/ Georg Ludwig | ||
Georg Ludwig |
Page 9 of 10 Pages